Demanding the Impossible: A History of Anarchism

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INTRODUCTION

ANARCHY IS TERROR, the creed of bomb-throwing desperadoes wishing to pull down civilization. Anarchy is chaos, when law and order collapse and the destructive passions of man run riot. Anarchy is nihilism, the abandonment of all moral values and the twilight of reason. This is the spectre of anarchy that haunts the judge’s bench and the government cabinet. In the popular imagination, in our everyday language, anarchy is associated with destruction and disobedience but also with relaxation and freedom. The anarchist finds good company, it seems, with the vandal, iconoclast, savage, brute, ruffian, hornet, viper, ogre, ghoul, wild beast, fiend, harpy and siren.1 He has been immortalized for posterity in Joseph Conrad’s novel The Secret Agent (1907) as a fanatic intent on bringing down governments and civilized society.

Not surprisingly, anarchism has had a bad press. It is usual to dismiss its ideal of pure liberty at best as utopian, at worst, as a dangerous chimera. Anarchists are dismissed as subversive madmen, inflexible extremists, dangerous terrorists on the one hand, or as naive dreamers and gentle saints on the other. President Theodore Roosevelt declared at the end of the nineteenth century: ‘Anarchism is a crime against the whole human race and all mankind should band against anarchists.’2

In fact, only a tiny minority of anarchists have practised terror as a revolutionary strategy, and then chiefly in the 1890s when there was a spate of spectacular bombings and political assassinations during a period of complete despair. Although often associated with violence, historically anarchism has been far less violent than other political creeds, and appears as a feeble youth pushed out of the way by the inarching hordes of fascists and authoritarian communists. It has no monopoly on violence, and compared to nationalists, populists, and monarchists has been comparatively peaceful. Moreover, a tradition which encompasses such thoughtful and peaceable men as Godwin, Proudhon, Kropotkin, and Tolstoy can hardly be dismissed as inherently terroristic and nihilistic. Of the classic anarchist thinkers, only Bakunin celebrated the poetry of destruction in his early work, and that because like many thinkers and artists he felt it was first necessary to destroy the old in order to create the new.

The dominant language and culture in a society tend to reflect the values and ideas of those in power. Anarchists more than most have been victims of the tyranny of fixed meanings, and have been caught up in what Thomas Paine called the ‘Bastille of the word’. But it is easy to see why rulers should fear anarchy and wish to label anarchists as destructive fanatics for they question the very foundations of their rule. The word ‘anarchy’ comes from the ancient Greek ἀνἀρχός meaning the condition of being ‘without a leader’ but usually translated and interpreted as ‘without a ruler’. From the beginning, it made sense for rulers to tell their subjects that without their rule there would be tumult and mayhem; as Yeats wrote: ‘Things fall apart; the centre cannot hold;/Mere anarchy is loosed upon the world.’3 In the same way, upholders of law argued that a state of ‘lawlessness’ would mean turmoil, licence and violence. Governments with known laws are therefore necessary to maintain order and calm.

But it became increasingly clear to bold and independent reasoners that while States and governments were theoretically intended to prevent injustice, they had in fact only perpetuated oppression and inequality. The State with its coercive apparatus of law, courts, prisons and army came to be seen not as the remedy for but rather the principal cause of social disorder. Such unorthodox thinkers went still further to make the outlandish suggestion that a society without rulers would not fall into a condition of chaotic unruliness, but might produce the most desirable form of ordered human existence.

The ‘state of nature’, or society without government, need not after all be Hobbes’ nightmare of permanent war of all against all, but rather a condition of peaceful and productive living. Indeed, it would seem closer to Locke’s state of nature in which people live together in a state of ‘perfect freedom to order their actions’, within the bounds of the law of nature, and live ‘according to reason, without a common superior on earth, with authority to judge between them’.4 Anarchists merely reject Locke’s suggestion that in such a condition the enjoyment of life and property would be necessarily uncertain or inconvenient. For this reason, Pierre-Joseph Proudhon, the first self-styled anarchist, writing in the nineteenth century, launched the apparent paradox: ‘Anarchy is Order.’ Its revolutionary import has echoed ever since, filling rulers with fear, since they might be made obsolete, and inspiring the dispossessed and the thoughtful with hope, since they can imagine a time when they might be free to govern themselves.

The historic anarchist movement reached its highest point to date in two of the major revolutions of the twentieth century — the Russian and the Spanish. In the Russian Revolution, anarchists tried to give real meaning to the slogan ‘All Power to the Soviets’, and in many parts, particularly in the Ukraine, they established free communes. But as the Bolsheviks concentrated their power, the anarchists began to lose ground. Trotsky, as head of the Red Army, crushed the anarchist movement led by Nestor Makhno in the Ukraine, and then put down the last great libertarian uprising of sailors and workers known as the Kronstadt Mutiny in 1921.

By far the greatest anarchist experiment took place in Spain in the 1930s. At the beginning of the Spanish Civil War, peasants, especially in Andalucía, Aragón and Valencia, set up with fervour a network of collectives in thousands of villages. In Catalunya, the most highly developed industrial part of Spain, anarchists managed the industries through workers’ collectives based on the principles of self-management. George Orwell has left a remarkable account of the revolutionary atmosphere in his Homage to Catalonia (1938). But the intervention of fascist Italy and Germany on the side of Franco and his rebels, and the policy of the Soviet Union to funnel its limited supply of arms through the Communists, meant that the experiment was doomed. Communists and anarchists fought each other in Barcelona in 1937, and Franco triumphed soon after. Millions of Spanish anarchists went underground or lost their way.

The Second World War which followed shattered the international anarchist movement, and the most dedicated were reduced to running small magazines and recording past glories. Only Gandhi’s strategy of civil disobedience used to oust the British from India and his vision of a decentralized society based on autonomous villages seemed to show a libertarian glimmer. When George Woodcock wrote his history of anarchism at the beginning of the 1960s, he sadly concluded that the anarchist movement was a lost cause and that the anarchist ideal could principally help us ‘to judge our condition and see our aims’.5 The historian James Joll also struck an elegiac note soon after and announced the failure of anarchism as ‘a serious political and social force’, while the sociologist Irving Horowitz argued that it was ‘foredoomed to failure’.6

Events soon proved them wrong. Anarchism as a volcano of values and ideas was dormant, not extinct. The sixties saw a remarkable revival, although in an unprecedented and more diffuse form. Many of the themes of the New Left — decentralization, workers’ control, participatory democracy — were central anarchist concerns. Thoughtful Marxists like E. P. Thompson began to call themselves ‘libertarian’ socialists in order to distance themselves from the authoritarian tactics of vanguard parties. The growth of the counter-culture, based on individuality, community, and joy, expressed a profound anarchist sensibility, if not a self-conscious knowledge. Once again, it became realistic to demand the impossible.

Tired of the impersonality of monolithic institutions, the hollow trickery of careerist politics, and the grey monotony of work, disaffected middle-class youth raised the black flag of anarchy in London, Paris, Amsterdam, Berlin, Chicago, Mexico City, Buenos Aires, and Tokyo. In 1968 the student rebellions were of libertarian inspiration. In Paris street posters declared paradoxically ‘Be realistic: Demand the impossible’, ‘It is forbidden to forbid’ and ‘Imagination is seizing power’. The Situationists called for a thorough transformation of everyday life. The Provos and the Kabouters in Holland carried on the tradition of creative confrontation. The spontaneous uprisings and confrontations at this time showed how vulnerable modern centralized States could be.

The historians took note. Daniel Guérin’s lively L’Anarchisme: de la doctrine à l’action (1965) both reflected and helped develop the growing libertarian sensibility of the 1960s: it became a best-seller and was translated into many languages. Guérin concluded that it might well be State communism, and not anarchism, which was out of step with the needs of the contemporary world, and felt his prediction fully vindicated by the events of 1968 in Prague and Paris.7 Joll was obliged to acknowledge that anarchism was still a living tradition and not merely of psychological or historical interest.8 Woodcock too confessed that he had been too hasty in pronouncing anarchism to be moribund. Indeed, far from being in its death throes, it had become ‘a phoenix in an awakening desert’.9

The hoped-for transformation of everyday life did not occur in the seventies, but the anarchist influence continued to reveal itself in the many experiments in communal living in Europe and North America which attempted to create free zones within the Corporate State. The movement for workers’ control and self-management echoed the principles of early anarcho-syndicalism. The peace and women’s movements have all been impressed by the anarchist critique of domination and hierarchy, and have adopted to different degrees the anarchist emphasis on direct action and participatory democracy. The Green movement is anarchist in its desire to decentralize the economy and to dissolve personal and political power. Anarchists are influential in the fields of education, trade unions, community planning and culture. The recent trend towards more militarized, centralized and secretive governments has created a counter-movement of people who challenge authority and insist on thinking for themselves.

In the remaining authoritarian socialist regimes, there is a widespread demand for more self-determination and fundamental freedoms. In the independent republics of the former Soviet Union, the role of the State is once again back on the agenda, and young radicals are reading Bakunin and Kropotkin for the first time. Before the tanks rolled in, the student-inspired demonstrations in China in May 1989 showed the creative possibilities of non-violent direct action and led to calls for autonomous unions and self-management on anarchist lines.

In the West, many on the Right have also turned to anarchist thinkers for inspiration. A new movement in favour of ‘anarcho-capitalism’ has emerged which would like to deregulate the economy and eradicate governmental interference. Although in practice they did the opposite, Prime Minister Margaret Thatcher in Britain tried ‘to roll back the frontiers of the State’, while in the USA President Ronald Reagan wanted to be remembered principally for getting ‘government off people’s backs’. The Libertarian Party, which pushes these ideas further, became the third largest party in the United States in the 1980s.

It is the express aim of this book to show that there is a profound anarchist tradition which offers many ideas and values that are relevant to contemporary problems and issues. It is not intended, like many studies of anarchism, to be a disguised form of propaganda, attacking Marxist and liberal critics alike, in order simply to establish the historical importance and relevance of anarchism. Nor does it offer, as David Miller’s recent work does, an account of anarchism as an ideology, that is to say, as a comprehensive doctrine expressing the interests of a social group.10

Demanding the Impossible is primarily a critical history of anarchist ideas and movements, tracing their origins and development from ancient civilizations to the present day. It looks at specific thinkers but it does not consider their works merely as self-contained texts. It tries to place the thinkers and their works in their specific historical and personal context as well as in their broader traditions.

Where one begins and who one includes in such a study is of course debatable. It could be argued that a study of anarchism should begin with Pierre-Joseph Proudhon, the first self-styled anarchist, and be confined only to those subsequent thinkers who called themselves anarchists. Such a study would presumably exclude Godwin, who is usually considered the first great anarchist thinker, as well as Tolstoy, who was reluctant to call himself an anarchist because of the word’s violent associations in his day. It would also restrict itself to certain periods of the lives of key individual thinkers: Proudhon, for instance, lapsed from anarchism towards the end of his life, and Bakunin and Kropotkin only took up the anarchist banner in their maturity. In general, I define an anarchist as one who rejects all forms of external government and the State and believes that society and individuals would function well without them. A libertarian on the other hand is one who takes liberty to be a supreme value and would like to limit the powers of government to a minimum compatible with security. The line between anarchist and libertarian is thin, and in the past the terms have often been used interchangeably. But while all anarchists are libertarians, not all libertarians are anarchists. Even so, they are members of the same clan, share the same ancestors and bear resemblances. They also sometimes form creative unions.

I have followed in this study the example of Kropotkin who, in his famous article on anarchism for the Encyclopaedia Britannica (1910), traced the anarchist ‘tendency’ as far back as Lao Tzu in the ancient world.11 I am keen to establish the legitimate claims of an anarchist tradition since anarchism did not suddenly appear in the nineteenth century only when someone decided to call himself an anarchist. I would also like to uncover what Murray Bookchin has called a ‘legacy of freedom’ and to reconstruct a strand of libertarian thinking which has been covered or disguised by the dominant authoritarian culture in the past.12 I have primarily restricted myself to thinkers; poets like Shelley and novelists like Franz Kafka, B. Traven and Ursula K. LeGuin who express a profound anarchist sensibility have been reluctantly left out; and the rich vein of anarchist art is only touched upon.13 I have been chiefly motivated in my choice to show the range and depth of anarchist philosophy and to dispel the popular prejudice that the anarchist tradition has not produced any thinkers of the first order.

Demanding the Impossible is therefore intended as a history of anarchist thought and action. While it attempts to place thinkers and ideas in their historical and social context, the emphasis will be on the development of anarchism as a rich, profound and original body of ideas and values. It should therefore be of both historical and philosophical interest. It is not written with any propagandist intentions, but my own sympathies will no doubt shine through.

A study of anarchism will show that the drive for freedom is not only a central part of our collective experience but responds to a deeply felt human need. Freedom is necessary for original thought and creativity. It is also a natural desire for we can see that no animal likes to be caged and all conscious beings enjoy the free satisfaction of their desires. Anarchism further seeks in social life what appears to operate in nature: the call for self-management in society mirrors the self-regulation and self-organization of nature itself.

Anarchism has been dismissed by its opponents as puerile and absurd. Authoritarian Marxists echo Lenin and dismiss it with other forms of ‘left-wing’ communism as an ‘infantile disorder’.14 In this respect, they find company with orthodox Freudians who believe that civilization can only exist on the basis of severe repression of instinctual drives. Anarchists, it is suggested, project on to the State all the hatred they felt for parental authority. A serious moral and social philosophy is thus reduced to a badly resolved parricide wish or dismissed as a form of therapy for an infantile neurosis. It is further claimed that anarchism lacks philosophical rigour and that its appeal is fundamentally emotional. If these criticisms were accurate, it would be difficult to explain why some of the best minds of the twentieth century, such as Bertrand Russell and Noam Chomsky, have taken anarchist philosophy so seriously, even if they have not unreservedly endorsed its conclusions. It would also prove hard to account for the widespread influence of anarchism as a social movement in the past, especially in Spain, if it did not offer a rational and meaningful response to specific historical conditions. Far from being utopian or atavistic, anarchism grapples directly with the problems faced by individuals and communities in advanced industrial societies as well as in predominantly agricultural ones. The continued appeal of anarchism can probably be attributed to its enduring affinity with both the rational and emotional impulses lying deep within us. It is an attitude, a way of life as well as a social philosophy. It presents a telling analysis of existing institutions and practices, and at the same time offers the prospect of a radically transformed society. Above all, it holds up the bewitching ideal of personal and social freedom, both in the negative sense of being free from all external restraint and imposed authority, and in the positive sense of being free to celebrate the full harmony of being. Whatever its future success as a historical movement, anarchism will remain a fundamental part of human experience, for the drive for freedom is one of our deepest needs and the vision of a free society is one of our oldest dreams. Neither can ever be fully repressed; both will outlive all rulers and their States.

PART ONE

Anarchism in Theory

To be governed is to be watched over, inspected, spied on, directed, legislated, regimented, closed in, indoctrinated, preached at, controlled, assessed, evaluated, censored, commanded; all by creatures that have neither the right, nor wisdom, nor virtue … To be governed means that at every move, operation, or transaction one is noted, registered, entered in a census, taxed, stamped, priced, assessed, patented, licensed, authorized, recommended, admonished, prevented, reformed, set right, corrected. Government means to be subjected to tribute, trained, ransomed, exploited, monopolized, extorted, pressured, mystified, robbed; all in the name of public utility and the general good. Then, at the first sign of resistance or word of complaint, one is repressed, fined, despised, vexed, pursued, hustled, beaten up, garroted, imprisoned, shot, machine-gunned, judged, sentenced, deported, sacrificed, sold, betrayed, and to cap it all, ridiculed, mocked, outraged, and dishonoured. That is government, that is its justice and its morality!

PIERRE – JOSEPH PROUDHON

Man is truly free only among equally free men.

MICHAEL BAKUNIN

Every State is a despotism, be the despot one or many.

MAX STIRNER

The River of Anarchy

ANARCHY IS USUALLY DEFINED as a society without government, and anarchism as the social philosophy which aims at its realization. The word ‘anarchy’ comes from the ancient Greek word in which αν meant ‘without’ and ἀρχός meant first a military ‘leader’ then ‘ruler’. In medieval Latin, the word became anarchia. During the early Middle Ages this was used to describe God as being ‘without a beginning’; only later did it recapture its earlier Greek political definition. Today it has come to describe the condition of a people living without any constituted authority or government. From the beginning, anarchy has denoted both the negative sense of unruliness which leads to disorder and chaos, and the positive sense of a free society in which rule is no longer necessary.

It would be misleading to offer a neat definition of anarchism, since by its very nature it is anti-dogmatic. It does not offer a fixed body of doctrine based on one particular world-view. It is a complex and subtle philosophy, embracing many different currents of thought and strategy. Indeed, anarchism is like a river with many currents and eddies, constantly changing and being refreshed by new surges but always moving towards the wide ocean of freedom.

While there are many different currents in anarchism, anarchists do share certain basic assumptions and central themes. If you dive into an anarchist philosophy, you generally find a particular view of human nature, a critique of the existing order, a vision of a free society, and a way to achieve it. All anarchists reject the legitimacy of external government and of the State, and condemn imposed political authority, hierarchy and domination. They seek to establish the condition of anarchy, that is to say, a decentralized and self-regulating society consisting of a federation of voluntary associations of free and equal individuals. The ultimate goal of anarchism is to create a free society which allows all human beings to realize their full potential.

Anarchism was born of a moral protest against oppression and injustice. The very first human societies saw a constant struggle between those who wanted to rule and those who refused to be ruled or to rule in turn. The first anarchist was the first person who felt the oppression of another and rebelled against it. He or she not only asserted the right to think independently but challenged authority, whatsoever form it took. As a recognizable trend in human history, the thread of anarchism, in thought and deed, may be traced back several thousands of years. Kropotkin once observed that ‘throughout the history of our civilization, two traditions, two opposing tendencies have confronted each other: the Roman and the Popular; the imperial and the federalist; the authoritarian and the libertarian.’1 Anarchism is part of the latter tradition. It is a tradition opposed to domination, a tradition which sees the self-governing community as the norm and the drive to create authoritarian and hierarchical institutions as an aberration.

Anarchism began to take shape wherever people demanded to govern themselves in the face of power-seeking minorities — whether magicians, priests, conquerors, soldiers, chiefs or rulers. Throughout recorded history, the anarchist spirit can be seen emerging in the clan, tribe, village community, independent city, guild and union.

The anarchist sensibility made its first appearance amongst the Taoists of ancient China, and has been with us ever since. It is clearly present in classical Greek thought. During the Christian era, its message found direct political expression in the great peasants’ revolts of the Middle Ages. The factions of the extreme Left which flourished during the English Revolution, especially the Diggers and the Ranters, were deeply imbued with its spirit. Equally, it was to infuse the lively town meetings in the New England of the seventeenth century.

Nevertheless, these manifestations are, strictly speaking, part of the prehistory of anarchism. It required the collapse of feudalism in order for anarchism to develop as a coherent ideology, an ideology which combined the Renaissance’s growing sense of individualism with the Enlightenment’s belief in social progress. It emerged at the end of the eighteenth century in its modern form as a response partly to the rise of centralized States and nationalism, and partly to industrialization and capitalism. Anarchism thus took up the dual challenge of overthrowing both Capital and the State. But it soon had to struggle on two fronts, against the existing order of State and Church as well as against authoritarian tendencies within the emerging socialist movement.

It was of course the French Revolution which set the parameters for many of the arguments and struggles which preoccupied the Left during the nineteenth century. Anarchist sentiments and organization can be seen in the districts and municipalities during the Revolution. But the term ‘anarchist’ was still used as a term of abuse by the Jacobins and the Girondins when attacking the extreme sans culottes and the enragés who advocated federalism and the abolition of government. The real father of anarchism is to be found on the other side of the Channel. It was William Godwin who gave the first clear statement of anarchist principles, looking forward eagerly to the dissolution of that ‘brute engine’ of political government.2

The nineteenth century witnessed a great flood of anarchist theory and the development of an anarchist movement. The German philosopher Max Stirner elaborated an uncompromising form of individualism, firmly rejecting both government and the State. The first person deliberately to call himself an anarchist was the Frenchman Pierre-Joseph Proudhon; he insisted that only a society without artificial government could restore natural order: ‘Just as man seeks justice in equality, society seeks order in anarchy.’3 He launched the great slogans ‘Anarchy is Order’ and ‘Property is Theft’.

The Russian revolutionary Michael Bakunin described anarchism as ‘Proudhonism broadly developed and pushed to its extreme consequences’.4 He popularized the term ‘anarchy’, exploiting the two associations of the word: with the widespread discord of revolutionary upheaval, and with the stable social order of freedom and solidarity which would follow. Providing a charismatic example of anarchy in action, Bakunin also helped forge the identity of the modern anarchist movement.

His aristocratic compatriot Peter Kropotkin tried, in the latter half of the century, to make anarchism more convincing by developing it into a systematic social philosophy based on scientific principles. He further refined Bakunin’s collectivism — which had looked to distribute wealth according to work accomplished — by giving it a more communistic gloss. Reacting against Kropotkin’s mechanistic approach, the Italian Errico Malatesta brought about a major shift by emphasizing the importance of the will in social struggle. During this period Benjamin R. Tucker in America also took up Proudhon’s economic theories but adopted an extreme individualist stance.

Although Tolstoy did not publicly call himself an anarchist because of that tide’s associations with violence, he developed an anarchist critique of the State and property based on the teachings of Christ. As a result, he helped develop an influential pacifist tradition within the anarchist movement.

In the twentieth century, Emma Goldman added an important feminist dimension, while more recently Murray Bookchin has linked anarchism with social ecology in a striking way. More recent anarchist thinkers have, however, been primarily concerned with the application of anarchist ideas and values. The Russian Revolution and the Spanish Republic both proved great testing-grounds for anarchism before the Second World War. After it, the flood of anarchy subsided, but it did not disappear; the demographic complexion of the movement merely became more middle-class, and, since the sixties, the New Left, the counter-culture, the peace, feminist and Green movements have all taken up many central anarchist themes.

But while anarchism is a broad river, it is possible to discern a number of distinctive currents. What principally divides the family of anarchists is their different views of human nature, strategy and future organization. The mainstream is occupied by the social anarchists, but the individualists form an important part of the flow. Amongst the social anarchists, there are mutualists, collectivists, communists, and syndicalists who differ mainly on the issue of economic organization. Some may be grouped according to their ideas, like the spiritual and philosophical anarchists; others according to their strategies, like the pacifist anarchists.

The social anarchists and individualists often work together but bear differing emphases. The individualists see the danger of obligatory cooperation and are worried that a collectivist society will lead to the tyranny of the group. On the other hand, the social anarchists are concerned that a society of individualists might become atomistic and that the spirit of competition could destroy mutual aid and general solidarity. Such differences do not prevent both wings coming together in the notion of communal individuality, which attempts to achieve a maximum degree of personal freedom without destroying the community.

The boundaries between the different currents of anarchism are not clear-cut; indeed they often flow into each other. Mutualism, collectivism, communism, and syndicalism might well exist side by side within the same society, as different associations and districts experiment with what best meets their specific wants and demands. No anarchist would be comfortable laying down an incontrovertible blueprint for future generations. Spiritual anarchists see humans as primarily spiritual beings capable of managing themselves without the curb of external government. Most of them reject man-made laws in favour of a prior obligation to natural law or the law of God; some go even further to insist that in a state of grace no law, whether human or divine, is applicable. They generally assume that human impulses are fundamentally good and beneficent. Spiritual anarchism is not linked to any particular creed or sect, but its adherents all reject organized religion and the hierarchical church.

Like Tolstoy and Gandhi, many spiritual anarchists subscribe to pacifist beliefs. Pacifist anarchists refuse to use physical violence even to repel violence. They see the State and government as the ultimate expressions of organized violence, agreeing, with Randolph Bourne, that ‘War is the Health of the State’. In their vocabulary, the State stands for legalized aggression, war mass murder, conscription slavery, and the soldier a hired assassin. They argue that it is impossible to bring about a peaceful and free society by the use of violence since means inevitably influence the nature of ends. It therefore follows, as Bart de Ligt argued, ‘the greater the violence, the less revolution’.5 The preferred tactics of the pacifist anarchists are non-violent direct action, passive resistance and civil disobedience; they engage in strikes, boycotts, demonstrations and occupations.

Philosophical anarchism has often been despised by militants, although clearly any action executed without thought is just an arbitrary jerk. All anarchists are philosophical in a general sense, but it is usual to call those thinkers philosophical anarchists who have reached anarchist conclusions in their search for universal principles without engaging in any practical activity. While the philosophical anarchists like Godwin have tended to stay aloof from direct action, the great anarchist thinkers of the nineteenth century — Proudhon, Bakunin and Kropotkin — were actively involved in promoting the application of their distinctive strain of anarchism.

Proudhonism was the first current in anarchism to emerge (in Europe from the 1840s on) as an identifiable social movement, with federalism as the means of organization, mutualism as the economic principle and anarchy as the goal. The indispensable premiss of mutualism was that society should be organized, without the intervention of a State, by individuals who are able to make free contracts with each other. To replace the existing State and Capital, mutualists proposed, and tried to create, a co-operative society, comprising individuals who exchange the necessities of life on the basis of labour value and obtain free credit through a people’s bank. Individuals and small groups would still possess their instruments of labour, and receive the produce thereof. Associations based on mutualité (reciprocity) would ensure that exchange took place in the proper fashion by employing a system of labour notes valued according to the average working time it took to make a product.

On a larger scale, mutualists suggested that local communities link up in a federalist system. Society would thus become a vast federation of workers’ associations and communes co-ordinated by councils at the local, regional, national and international level. Unlike parliaments, the members of the councils would be delegates, not representatives, without any executive authority and subject to instant recall. The councils themselves would have no central authority, and consist of co-ordinating bodies with a minimal secretariat. Mutualism was not only taken up by members of the first International Working Men’s Association (IWMA); many revolutionaries in the Paris Commune of 1871 called themselves mutualists. Since it made no direct attack on the class system, mutualism tended to appeal to craftsmen and artisans, shopkeepers and small farmers, who valued their independence rather more than did the industrial working class.

It was not long before delegates within the federalist wing of the IWMA developed Proudhon’s mutualist economic doctrine towards collectivism. Bakunin used the term for the first time at the Second Congress of the League of Peace and Liberty at Bern in 1868. Collectivists believed that the State should be dismantled and the economy organized on the basis of common ownership and control by associations of producers. They wished to restrict private property only to the product of individual labour, but argued that there should be common ownership of the land and all other means of production.

Collectivists in general look to a free federation of associations of producers and consumers to organize production and distribution. They uphold the socialist principle: ‘From each according to his ability, to each according to work done.’ This form of anarchist collectivism appealed to peasants as well as workers in the labour movement who wanted to create a free society without any transitional revolutionary government or dictatorship. For a long time after Bakunin, nearly all the Spanish anarchists were collectivists.

After the demise of the First International in the 1870s the European anarchist movement took a communist direction. At first the distinction between communism and collectivism was not always readily apparent; ‘collective socialism’ was even used as a synonym for ‘non-authoritarian communism’. Nevertheless, anarchist communists came to believe, like Kropotkin, that the products of labour as well as the instruments of production should be held in common. Since the work of each is entwined with the work of all, it is virtually impossible to calculate the exact value of any person’s labour. Anarchist communists therefore conclude that the whole society should manage the economy while the price and wage system should be done away with.

Where collectivists see the workers’ collective as the basic unit of society, communists look to the commune composed of the whole population — consumers as well as producers — as the fundamental association. They adopt as their definition of economic justice the principle: ‘From each according to their ability, to each according to their need.’ In a free communist society, they are confident that drudgery could be transformed into meaningful work and that there could be relative abundance for all. Economic relations would at last express the natural human sympathies of solidarity and mutual aid and release spontaneous altruism. Anarchist communists hold a different view of human nature from the individualists, stressing that man is a social being who can only realize his full potential in society. Where the individualists talk about the sovereignty of the individual and personal autonomy, the communists stress the need for solidarity and co-operation. The proper relationship between people, they argue, is not one of self-interest, however enlightened, but of sympathy.

Anarcho-syndicalism shares their concern with mutual aid. Its roots may be traced to the First International which insisted that the emancipation of the workers must be the task of the workers themselves. But it developed, as a recognizable trend, out of the revolutionary trade union movement at the end of the last century, especially in France, where workers reacted against the methods of authoritarian socialism and adopted the anarchist rejection of parliamentary politics and the State. Syndicalism in general redirected the impulses of the advocates of ‘propaganda by the deed’ and took over many of the most positive ideas of anarchism about a free and equal society without government and the State.

The advocates of anarcho-syndicalism take the view that trade unions or labour syndicates should not only be concerned with improving the conditions and wages of their members, although this is an important part of their activity. They should take on a more positive role and have an educational as well as social function; they should become the ‘most fruitful germs of a future society, the elementary school of Socialism in general’.6 By developing within the shell of the old society, the syndicates should therefore establish institutions of self-management so that when the revolution comes through a general strike the workers will be prepared to undertake the necessary social transformation. The syndicates should in this way be considered the means of revolution as well as a model of the future society.

The most constructive phase of syndicalism was from 1894 to 1914, especially in France and Italy; anarcho-syndicalists also played a significant part in the Russian Revolution. After the First World War, however, anarcho-syndicalism began to lose its way, except in Spain and to a lesser extent in Latin America. It tended to flourish in countries where the labour movement was not well-organized and the class struggle was sharp and bitter. The international movement however regrouped at a Congress in Berlin, Germany, in 1922. It called itself the International Working Men’s Association and in its declaration of principles asserted:

Revolutionary Syndicalism is the confirmed enemy of every form of economic and social monopoly, and aims at its abolition by means of economic communes and administrative organs of field and factory workers on the basis of a free system of councils, entirely liberated from subordination to any government or political party. Against the politics of the State and parties it erects the economic organization of labour; against the government of men, it sets up the management of things. Consequently, it has for its object, not the conquest of political power, but the abolition of every State function in social life.

Its aims were to be put to the test in the last remaining bastion of anarcho-syndicalism in Spain during the Spanish Revolution, when the syndicates took over the industries in Catalunya and demonstrated that they were capable of running them on efficient and productive lines.

Despite its historical importance, many anarchists have argued that anarcho-syndicalism with its emphasis on class struggle has too narrow a vision of a free society. On the one hand, it concentrates on problems of work and can easily become entangled in day-to-day struggles for better wages and conditions like any other union. On the other hand, it places a utopian confidence in the general strike as inaugurating the social revolution. Above all, it is principally concerned with the liberation of producers and not the whole of society.

Individualist anarchism is the most self-regarding form of anarchism. Socially, the individualists conceive society not as an organic whole but as a collection of separate and sovereign individuals. Morally, they celebrate individuality as the supreme value, and are fearful of the individual submerging himself or herself in the community. Economically, they want each person to have the free disposal of the products of his or her labour.

Individualist anarchism comes closest to classical liberalism, sharing its concepts of private property and economic exchange, as well as its definitions of freedom as the absence of restraint, and justice as the reward of merit. Indeed, the individualist develops the liberal concept of the sovereignty of the individual to such an extent that it becomes incompatible with any form of government or State. Each person is considered to have an inviolable sphere which embraces both his body and his property. Any interference with this private sphere is deemed an invasion: the State with its coercive apparatus of taxation, conscription, and law is the supreme invader. Individuals may thus be said to encounter each other as sovereign on their own territory, regulating their affairs through voluntary contracts.

Anarcho-capitalism is a recent current which has developed out of individualist anarchism. It wishes to dismantle government while retaining private property and to allow complete laissez-faire in the economy. Its adherents stress the sovereignty of the individual and reject all governmental interference in everyday life. They propose that government services be turned over to private entrepreneurs. Even the symbolic spaces of the public realm like town halls, streets and parks would be made into private property. Radical libertarianism has recently had a considerable vogue in the USA, where the Libertarian Party has taken up many of its ideas, and in Great Britain where the right wing of the Conservative Party talk its language. While all anarchists are individualist to some degree in that they do not want to be ruled by others, collectivists and communists maintain that social problems cannot be solved on an individual basis or by the invisible hand of the market. In order to change existing society and establish an equitable replacement, it is necessary, they argue, to combine with others and work together.

In recent times, the various currents of anarchism have flown closer together. There are genuine differences between those who are strict pacifists and those who would allow a minimal use of violence to achieve their common goal. Militants are often critical of the more philosophically inclined, and communists keep reminding the individualists of the importance of solidarity. But the different currents have not split off into different streams or hardened into sects. The concept of ‘anarchism without adjectives’ is being discussed again in the context of creating a broad front to face the challenges of the third millennium.

Except for a few diehard fanatics, most anarchists would see the various currents as expressing a different emphasis rather than an unbridgeable chasm. Indeed, some would find it quite acceptable to call themselves individualists in everyday life, syndicalists in wanting self-management at work, and communists in looking forward to a society in which goods are shared in common. For all the different philosophical assumptions, strategies and social recommendations, anarchists are united in their search for a free society without the State and government. They all flow in the broad river of anarchy towards the great sea of freedom.

Society and the State

ANARCHISTS MAKE A CLEAR distinction between society and the State. While they value society as a sum of voluntary associations, they reject the State as a particular body intended to maintain a compulsory scheme of legal order.1 Most anarchists have depicted the State as an extraneous burden placed on society which can be thrown off, although more recently some, like Gustav Landauer, have stressed that the State is a certain relationship between human beings and overlaps society.

Society

Society for anarchists is, as Thomas Paine wrote, invariably ‘a blessing’, the repository of all what is good in humanity: co-operation, mutual aid, sympathy, solidarity, initiative, and spontaneity.2 It is therefore quite misleading, as Daniel Guérin has done, to suggest that the anarchist ‘rejects society as a whole’.3 Only the extreme individualist Stirner attacks society as well as the State, and even he calls for an association or ‘union of egoists’ so that people can achieve their ends together. Godwin may have considered society only as an ‘aggregate of individuals’, but he speaks on behalf of most anarchists when he asserts that ‘The most desirable condition of the human species, is a state of society.’4

Anarchists argue that the State is a recent development in human social and political organization, and that for most of history human beings have organized themselves in society without government and law in a peaceful and productive way. Indeed, in many societies social order exists in inverse proportion to the development of the State.

Pure anarchy in the sense of a society with no concentration of force and no social controls has probably never existed. Stateless societies and peasant societies employ sanctions of approval and disapproval, the offer of reciprocity and the threat of its withdrawal, as instruments of social control. But modern anthropology confirms that in organic or ‘primitive’ societies there is a limited concentration of force. If authority exists, it is delegated and rarely imposed, and in many societies no relation of command and obedience is in force.

Ever since man emerged as homo sapiens, he has been living in stateless communities which fall roughly into three groups: acephalous societies, in which there is scarcely any political specialization and no formal leadership (though some individuals have prestige); chiefdoms, in which the chief has no control of concentrated force and whose hereditary prestige is largely dependent on generosity; and big-man systems, in which the charismatic big man collects his dues for the benefit of society. Anthropologists have described many different types of indigenous anarchies. They vary from gardeners to pastoralists, small groups like pygmies and Inuits in marginal areas to vast tribes like the Tiv in Nigeria or the Santals in East India.5 But while human beings have been living in such communities for forty or fifty thousand years, they have nearly all been absorbed or destroyed by states in the last couple of centuries.

Many of these organic societies are quite libertarian but some are characterized by ageism and sexism. They often have strong collective moral and religious systems which make people conform. Powerful moral and social pressures as well as supernatural sanctions are brought to bear on any anti-social behaviour. Yet for all their limitations, they show that the Hobbesian nightmare of universal war in a ‘state of nature’ is a myth. A society without hierarchy in the form of rulers and leaders is not a utopian dream but an integral part of collective human experience. Anarchists wish to combine the ancient patterns of co-operation and mutual aid of these organic societies with a modern sense of individuality and personal autonomy.

Apart from extreme individualists, anarchists thus see society as the natural condition of human beings which brings out the best in them. They consider society to be a self-regulating order which develops best when least interfered with. When asked what would replace government, numerous anarchists have answered ‘What do you replace cancer with?’ Proudhon was more specific and replied ‘Nothing’:

Society is eternal motion; it does not have to be wound up; and it is not necessary to beat time for it. It carries its own pendulum and its ever-wound-up spring within it. An organized society needs laws as little as legislators. Laws are to society what cobwebs are to a beehive; they only serve to catch the bees.6

Anarchists thus believe that existing religious and political institutions are for the most part irrational and unnatural and prevent an orderly social life. Left to its own devices, society will find its own beneficial and creative course. Social order can prevail in the fundamental sense of providing security of persons and property.

This fundamental distinction between society and the State is held by liberal as well as anarchist thinkers. Locke depicted men in a state of nature as free and equal and regulated by the law of nature from which natural rights are derived. His notion of natural order existing independently of the State provides the theoretical grounds for the classic liberal defence of laissez-faire. He only differed from the anarchists in thinking that life in a state of nature could be uncertain and inconvenient without known laws and a limited government to protect the natural rights to life, liberty and property. Anarchists agree with Locke that humanity has always lived in society but argue that government simply exasperates potential social conflict rather than offering a cure for it.

Anarchists therefore believe that people can live together in peace and freedom and trust. The social anarchists look towards natural solidarity to encourage voluntary co-operation, while the individualists consider it possible to regulate affairs through voluntary contracts based on rational self-interest. Even those few anarchists like Sébastien Faure who see a struggle for survival in the state of nature believe that without laws, masters and repression, the ‘horrible struggle for life’ can be replaced by ‘fertile agreement’.7 There is therefore simply no need for the nightwatchman State of the liberal, let alone for the roaring Leviathan of authoritarian communists and fascists. Natural order can spontaneously prevail.

Natural Order

A fundamental assumption of anarchism is that nature flourishes best if left to itself. A Taoist allegory goes:

Horses live on dry land, eat grass and drink. When pleased, they rub their necks together. When angry, they turn round and kick up their heels at each other. Thus far only do their natural dispositions carry them. But bridled and bitted, with a plate of metal on their foreheads, they learn to cast vicious looks, to turn the head to bite, to resist, to get the bit out of the mouth, or the bridle into it. And thus their natures become depraved.8

The same might be said of human beings. It is interfering, dominating rulers who upset the natural harmony and balance of things. It is only when they try to work against the grain, to block the natural flow of energy, that trouble emerges in society. The anarchist confidence in the advantages of freedom, of letting alone, is thus grounded in a kind of cosmic optimism. Without the interference of human beings, natural laws will ensure that spontaneous order will emerge.

In their concept of nature, anarchists tend to see the natural ground of society not in a historical sense of ‘things as they now are or have become’, natura naturata, but in a philosophical sense of ‘things as they may become’, natura naturans. Like Heraclitus, they do not regard nature as a fixed state but more as a dynamic process: you never put your foot in the same river twice. Where conservative thinkers believe that nature is best expressed in ‘things as they are’, that is, what history has produced so far, progressive thinkers look to nature to fulfil its potential. Most anarchists believe that the best way to bring about improvement is to let nature pursue its own beneficent course.

This confidence in the beneficence of nature first emerges amongst the Taoists in ancient China. The early Greeks, especially the Stoics, also felt that if human beings lived in conformity with nature, all would be well. By the time of the Middle Ages, nature came to be perceived in terms of a Great Chain of Being, composed of an infinite number of continuous links ranging in hierarchical order from the lowest form of being to the highest form — the Absolute Being or God. Woodcock has suggested that in their view of man’s place in the world, anarchists believed in a modified version of the Great Chain of Being.9 In fact, the conception of the universe as a Chain of Being, and the principles which underline this conception — plenitude, continuity, and gradation — were deeply conservative. Moreover, the hierarchical cosmogony of the Chain of Being, with its gradations from beast to angels with man in the middle, reflected the social hierarchy of the period. In the eighteenth century, it led to the belief that there could be no improvement in the organization of society and to Pope’s conclusion that ‘whatever is, is right’.10

Indeed, it was only towards the end of the eighteenth century when the static notion of a Chain of Being was temporalized and replaced by a more evolutionary view of nature that progressive thinkers began to appeal to nature as a touchstone to illustrate the shortcomings of modern civilization. The primitivist Rousseau reacted against the artificiality of European civilization by suggesting that we should develop a more natural way of living. The natural goodness of man had been depraved by government and political institutions; it was therefore necessarily to create them anew in order to let the natural man flourish.

There is undoubtedly a strong strand of primitivism in anarchist thought. It takes both a chronological form, in the belief that the best period of history was before the foundation of the State, and a cultural form, in the idea that the acquisitions of modern civilization are evil. These beliefs can combine in a celebration of the simplicity and gentleness of what is imagined to be the primitive life. Most anarchists however do not look back to some alleged lost golden age, but forward to a new era of self-conscious freedom. They are therefore both primitivist and progressive, drawing inspiration from a happier way of life in the past and anticipating a new and better one in the future.

This comes clearly through in the work of Godwin, the first to give a clear statement of anarchist principles at the end of the eighteenth century. He saw nature in terms of natura naturans, things as they may become. He never lost his confidence in the possibility of moral and social progress. Even when an atheist, he believed that truth is omnipotent and universal. In his old age, he began to talk of some mysterious and beneficent power which sustains and gives harmony to the whole universe. Proudhon also believed in universal natural law and felt that there was an immanent sense of justice deep within man: ‘he carries within himself the principles of a moral code that goes beyond the individual … They constitute his essence and the essence of society itself. They are the characteristic mould of the human soul, daily refined and perfected through social relations.’11

Bakunin looked at nature and society in a more dialectical way and saw change occurring through the reconciliation of opposites: ‘the harmony of natural forces appears only as the result of a continual struggle, which is the real condition of life and of movement. In nature, as in society as well, order without struggle is death.’ Nature itself only acts in an unconscious way according to natural laws. Nevertheless, universal order exists in nature and society. Even man with his powers of reasoning is ‘the material product of the union and action of natural forces’.12

Kropotkin not only felt, like Proudhon, that the moral sense is innate but that nature evolves principally through mutual aid to higher and more complex forms. Malatesta questioned Kropotkin’s excessive optimism and suggested that anarchy is ‘the struggle, in human society, against the disharmonies of Nature’. But even though he felt that ‘natural man is in a continuous state of conflict with his fellows’, he believed social solidarity and harmony were possible.13 Modern theorists like Murray Bookchin and John Clark follow Kropotkin’s lead in trying to link anarchism with ecology, and to show that the ecological principles of unity in diversity and of harmony through complexity apply to a free society.

All anarchists thus believe that without the artificial restrictions of the State and government, without the coercion of imposed authority, a harmony of interests amongst human beings will emerge. Even the most ardent of individualists are confident that if people follow their own interests in a clear-sighted way they would be able to form unions to minimize conflict. Anarchists, whatever their persuasion, believe in spontaneous order. Given common needs, they are confident that human beings can organize themselves and create a social order which will prove far more effective and beneficial than any imposed by authority.14 Liberty, as Proudhon observed, is the mother, not the daughter of order.

But while all anarchists call for the dissolution of the State and believe that social order will eventually prevail, they base their confidence on different premisses and models.15 Individualists like Stirner and Tucker developed Adam Smith’s economic vision in which a hidden hand will translate private interest into general good and promote a coincidence of interests. Since economic activity involves countless decisions and operations it cannot be successfully regulated or directed by one individual or a group of individuals. It should therefore be left to itself and a system of self-regulating economic harmony would result. In Saint-Simon’s celebrated phrase, the ‘administration of things’ would eventually replace ‘the government of men’. Godwin based his model of a harmonious free society on the reign of reason in accordance with universal moral laws. Through education and enlightenment, people would become more rational and recognize universal truth and their common interests and act accordingly. All would listen to the voice of truth. Proudhon felt that people were necessarily dependent on each other and would gain from co-ordinating voluntarily their economic interests. Bakunin believed that conscience and reason were sufficient to govern humanity, although he was enough of a Hegelian to depict human consciousness and society developing through history in a dialectical way. Only popular spontaneous organizations could meet the growing diversity of needs and interests.

Both Kropotkin and Tolstoy based their vision of social harmony on their observations of tribal organizations and peasant villages. They were impressed by the way in which such communities arranged their lives without law and government according to custom and voluntary agreement. At the same time, Kropotkin tried to ground anarchism in the scientific study of society and natural history and to demonstrate that it was a rational philosophy which sought to live in accordance with natural and social laws. Human beings, he argued, had evolved natural instincts of sympathy and co-operation which were repressed or distorted in authoritarian and capitalist States. In the spontaneous order of a free society, they would re-emerge and be strengthened.

State and Government

The State did not appear until about 5500 years ago in Egypt. While great empires like those of the Chinese and Romans ebbed and flowed, with no clear boundaries on their outer limits, most of the world’s population continued to live in clans or tribes. Their conduct was regulated by customs and taboos; they had no laws, political administration, courts, or police to maintain order and cohesion.

The State emerged with economic inequality. It was only when a society was able to produce a surplus which could be appropriated by a few that private property and class relations developed. When the rich called on the support of the shaman and the warrior, the State as an association claiming supreme authority in a given area began to emerge. Laws were made to protect private property and enforced by a special group of armed men. The State was thus founded on social conflict, not, as Locke imagined, by rational men of goodwill who made a social contract in order to set up a government to make life more certain and convenient.

Kropotkin in his study of the origins of the State argues that the Roman Empire was a State, but that the Greek cities and the medieval city republics were not. In European nations, he argues, the State barely dates from the sixteenth century when it took over the free towns and their federations. It resulted from a ‘Triple-Alliance’ of lords, lawyers and priests who dominated society.16 They were later joined by the capitalists who continued to strengthen and centralize the State and crush free initiative. The people in the mean time were persuaded to co-operate with the process and grew accustomed to voluntary servitude.

Most anarchists would accept this version of history in general terms. While society is invariably a blessing, they accept that the State is an artificial superstructure separate from society. It is an instrument of oppression, and one of the principal causes of social evil. They therefore reject the idealist view put forward by Rousseau that the State can express the General Will of the people. They will have none of the Hegelian mysticism which tries to see the State as the expression of the spirit of a nation. They do not believe that it forms a moral being or a body politic which is somehow greater than the sum of its parts. They look through its mystifying ceremony and ritual which veil its naked power. They question its appeals to patriotism and democracy to justify the rule of the ruling minority. They do not even accept the liberal contention that the State can be considered a centre of sympathy and co-operation in certain areas.

On the other hand, anarchists have no trouble in accepting Max Weber’s definition of the State as a body which claims the monopoly of legitimate use of physical force within a given territory. It uses its monopoly of force, through the army and police, to defend itself against foreign invasion and internal dissension. As the supreme authority within a given territory, it claims the sole legitimate right to command its citizens and to be obeyed.

Anarchists also agree with socialists that the State is invariably controlled by the rich and powerful and that its legislation is inevitably made in the interests of the dominant elite. Godwin saw, like Marx, that the rich are always ‘directly or indirectly the legislators of the state’ and that government perpetuated the economic inequality in society. Kropotkin argued that the State has always been both in ancient and modern history ‘the instrument for establishing monopolies in favour of ruling minorities’.17 With the abolition of the State, anarchists assume that greater equality will eventually be achieved but they propose widely different economic systems, ranging from laissez-faire based on private property to voluntary communism. There is of course a difference between the State and government. Within a given territory, the State remains while governments come and go. The government is that body within the State which claims legitimate authority to make laws; it also directs and controls the State apparatus. It follows certain procedures for obtaining and using power, based in a constitution or on custom. Tucker defined the State as a ‘monopoly of government’ in a particular area, and government as an ‘invasion of the individual’s private sphere’.’18

Most anarchists however use the terms State and government loosely as if they were synonymous for the repository of political authority in society. While all anarchists are opposed to the State, a few are ready to allow government in an attenuated form in a transitional period. Godwin, at a time when Nation-States in Europe were beginning to take on their modern form, wrote mainly about the evils of government. He argued that men associated at first for the sake of mutual assistance, but the ‘errors and the perverseness of the few’ led to the need for restraint in the form of government. But while government was intended to suppress injustice, its effect had been to perpetuate it by concentrating the force of the community and aggravating the inequality of property. Once established, governments impede the dynamic creativity and spontaneity of the people:

They ‘lay their hand on the spring there is in society, and put a stop to its motion’. Their tendency is to perpetuate abuse. Whatever was once thought right and useful they undertake to entail to the latest posterity. They reverse the general propensities of man, and instead of suffering us to proceed, teach us to look backward for perfection. They prompt us to seek the public welfare, not in alteration and improvement, but in a timid reverence for the decisions of our ancestors, as if it were the nature of the human mind always to degenerate, and never to advance.19

The individualist Stirner, on the other hand, focused on the State as the cause of evil. ‘Every State is a despotism, be the despot one or many.’20 Its one purpose is to limit, control and subordinate the individual. Not all anarchists are as consistent as Godwin and Stirner. Proudhon asserted that the government of man by man is servitude, but he paradoxically defined anarchy as the absence of a ruler or a sovereign as a ‘form of government’. In a late work on federalism, he even saw a positive role for the State ‘as a prime mover and overall director’ in society.21 Nevertheless, he acknowledged that ‘anarchical government’ is a contradiction in terms and left one of the most damning descriptions of government and bureaucracy ever made:

To be governed is to be watched over, inspected, spied on, directed, legislated, regimented, closed in, indoctrinated, preached at, controlled, assessed, evaluated, censored, commanded; all by creatures that have neither the right, nor wisdom, nor virtue … To be governed means that at every move, operation, or transaction one is noted, registered, entered in a census, taxed, stamped, priced, assessed, patented, licensed, authorized, recommended, admonished, prevented, reformed, set right, corrected. Government means to be subjected to tribute, trained, ransomed, exploited, monopolized, extorted, pressured, mystified, robbed; all in the name of public utility and the general good. Then, at the first sign of resistance or word of complaint, one is repressed, fined, despised, vexed, pursued, hustled, beaten up, garroted, imprisoned, shot, machine-gunned, judged, sentenced, deported, sacrificed, sold, betrayed, and to cap it all, ridiculed, mocked, outraged, and dishonoured. That is government, that is its justice and its morality!22

Bakunin reserved some his finest rhetoric for his condemnation of the State for crushing the spontaneous life of society. But he too was not always consistent. In the First International, Bakunin and his supporters allowed the terms ‘regenerate State’, ‘new and revolutionary State’, or even ‘socialist State’ to stand as synonyms for ‘social collective’. But aware of the ambiguity which could be exploited by the authoritarian socialists and Marxists, they went on to propose fédération or solidarisation of communes as a more accurate description of what they wanted to see to replace the existing State. In his speech at the Basel Congress of 1869, Bakunin thus made clear that he was voting for the collectivization of social wealth by which he meant ‘the expropriation of all who are now proprietors, by the abolition of the juridical and political State which is the sanction and sole guarantor of property as it now is’. As to the subsequent form of organization, he favoured the solidarisation of communes because such solidarisation entails the ‘organization of society from the bottom up’.23

The practice amongst some anarchists to confuse the government and the State appears most clearly in Malatesta. In his pamphlet Anarchy (1891), he defined the State as

the sum total of political, legislative, judiciary, military and financial institutions through which the management of their affairs, the control over their personal behaviour, the responsibility for their persona safety, are taken away from the people and entrusted to others who, by usurpation or delegation, are vested with the powers to make the laws for everything and everybody, and to oblige the people to observe them, if need be, by the use of collective force.

But he added that in this sense the word State means government, or to put it another way, it is ‘the impersonal, abstract expression of that state of affairs personified by government’. Since the word State is often used to describe a particular human collectivity gathered in a particular territory, and to mean the supreme administration of a country, he preferred to replace the expression ‘abolition of the State’ with the ‘clearer and more concrete term abolition of guvernment’.24

Kropotkin was concerned about abolishing both the government and the State. He defined anarchism as the ‘No government system of socialism’ and as ‘a principle or theory of life and conduct under which society is conceived without government’.25 In his work on the origins of The State (1897), Kropotkin distinguished between the State and government. He does not consider all governments to be equally bad for he praises the medieval cities and their governmental institutions, with their assemblies, elected judges, and military force subordinate to the civil authority. But when the State emerged it not only included the existence of a power situated above society like the government but also a ‘territorial concentration and a concentration of many or even all functions of society in the hands of a few’. It implies some new relationships between members of society which did not exist before the formation of the State. It had been the historical mission of the State ‘to prevent the direct association among men, to shackle the development of local and individual initiative, to crush existing liberties, to prevent their new blossoming — all this in order to subject the masses to the will of minorities’.26

This century the anarchist critique of the State has become more sophisticated. Gustav Landauer has suggested that ‘the State is a condition, a certain relationship between human beings, a mode of behaviour; we destroy it by contracting other relationships, by behaving differently’. Only when people make the existing connection between them a bond in an organic community can the legal order of the State be made obsolete.27 More recently, Murray Bookchin has argued persuasively that the State is not merely a constellation of bureaucratic and coercive institutions but also a state of mind, ‘an instilled mentality for ordering reality’. In liberal democracies this century, its capacity for brute force has been limited, but it continues to have a powerful psychological influence by creating a sense of awe and powerlessness in its subjects. Indeed, it has become increasingly difficult to fix its boundaries and the line between the State and society has become so blurred that now ‘the State is a hybridization of political with social institutions, of coercive with distributive functions, of highly punitive with regulatory procedures, and finally of class with administrative needs’.28

Liberal Democracy

It is on the issue of the State that anarchists part company with their liberal and socialist allies. Liberals maintain that a State as a compulsory legal order is necessary to protect civil liberties and rights, to deal with disputes and conflicts in society with an unfettered economy. As the liberal thinker L. T. Hobhouse wrote:

The function of State coercion is to override individual coercion, and, of course, coercion exercised by any association of individuals within the State. It is by this means that it maintains liberty of expression, security of person and property, genuine freedom of contract, the rights of public meeting and association, and finally its own power to carry out common objects undefeated by the recalcitrance of individual members.29

Anarchists argue, on the other hand, that even the most minimal ‘nightwatchman’ State advocated by modern libertarians would be controlled by the rich and powerful and be used to defend their interests and privileges. However much it claims to protect individual rights, the government will always become ‘an instrument in the hands of the ruling classes to maintain power over the people’.30 Rather than providing healthy stability, it prevents positive change; instead of imposing order, it creates conflict; where it tries to foster enterprise, it destroys initiative. It claims to bring about security, but it only increases anxiety.

Although anarchists feel that representative democracy is preferable to monarchy, aristocracy or despotism, they still consider it to be essentially oppressive. They rebut the twin pillars of the democratic theory of the State — representation and majority rule. In the first place, no one can truly represent anyone else and it is impossible to delegate one’s authority. Secondly, the majority has no more right to dictate to the minority, even a minority of one, than the minority to the majority. To decide upon truth by the casting up of votes, Godwin wrote, is a ‘flagrant insult to all reason and justice’.31 The idea that the government can control the individual and his property simply because it reflects the will of the majority is therefore plainly unjust.

Anarchists also reject the liberal theory of a social contract beloved by Hobbes, Locke and Rousseau. No government, in their view, can have power over any individual who refuses his consent and it is absurd to expect someone to give his consent individually to all the laws. The American individualist Lysander Spooner exploded the contractual theory of the State by analysing the US Constitution. He could find no evidence of anyone ever making a contract to set up a government, and argued that it was absurd to look to the practice of voting or paying taxes as evidence of tacit consent. ‘It is plain’, he concluded, ‘that on the general principles of law and reason … the Constitution is no contract; that it binds nobody, and never did anybody; and that all those who pretend to act by its authority … are mere usurpers, and that every body not only has the right, but is morally bound, to treat them as such.’32

Not all anarchists share the same view of contracts amongst individuals. Godwin rejected all forms of contract since they usually result in past folly governing future wisdom. If an action is right, it should be performed; if not, avoided. There is no need for the additional obligation of a contract. On the other hand, both Proudhon and Kropotkin looked to contracts in the form of voluntary agreements to regulate affairs between people in an anarchist society without the State. But since such contracts are not legally enforceable and carry no sanctions, they are more like declarations of intent than binding contracts in the conventional sense. The only reason why people would keep them is the pragmatic one that if an individual habitually broke his contracts, he would soon find few people to enter into agreement with him.

Anarchists have few illusions about the nature of liberal democracy and representative government. When Proudhon entered briefly the National Assembly during the 1848 Revolution, it confirmed what he had long suspected: ‘As soon as I set foot in the parliamentary Sinai, I ceased to be in touch with the masses. Fear of the people is the sickness of all those who belong to authority; the people, for those in power, are the enemy.’33 Henceforth he declared ‘Universal Suffrage is the Counter-Revolution’ and insisted that the struggle should take place in the economic and not the political arena. Bakunin never entered a parliament as a representative or joined a political party. From the beginning he was well aware that ‘Whoever talks of political power, talks of domination’ and insisted that ‘All political organization is destined to end in the negation of freedom. ‘34 Although during the Spanish Civil War anarchists did participate for a short while in the republican government in order to fight Franco’s rebels, the historic anarchist movement has consistently preached abstention from conventional politics. Hence the popular slogans: ‘Whoever you vote for, the government always gets in’, or better still, ‘If voting changed anything, they’d make it illegal’.

As a result of the social struggles of the last two centuries, the modern liberal State has of course been obliged to provide welfare and education for its citizens. Some anarchists like Nicolas Walter have suggested that not all State institutions are wholly bad since they can have a useful function when they challenge the use of authority by other institutions and when they promote certain desirable social activities: ‘Thus we have the liberatory state and the welfare state, the state working for freedom and the state working for equality.’35

Nevertheless, the principal role of the State has always been to limit freedom and maintain inequality. Although it may have a benevolent face, the Welfare State can be restrictive by intensifying its grip on the lives of its subjects through registration, regulation and supervision. It creates a surly and overblown bureaucracy. It can, as George Woodcock has argued, become ‘just as ingenious a means of repression and regimentation as any more overtly totalitarian system’.36 It singularly fails to make people happy, and by offering a spurious security it undermines the practice of mutual aid. It tends to be wasteful by not directing resources to those most in need. Instead of paying taxes to the State which then decides who is in need, anarchists prefer to help directly the disadvantaged by voluntary acts of giving or by participating in community organizations.

The same arguments against the liberal State apply to the socialist State, only more so. Anarchists reject the claim made by democratic socialists that the State is the best means of redistributing wealth and providing welfare. In practice, the socialist State tends to spawn a vast bureaucracy which stifles the life of the community. It creates a new elite of bureaucrats who often administer in their own interest rather than in the interest of those they are meant to serve. It encourages dependency and conformity by threatening to withdraw its aid or by rewarding those its favours. By undermining voluntary associations and the practice of mutual aid, it eventually turns society into a lonely crowd buttressed by the social worker and policeman. Only if social democrats adopt a libertarian and decentralized form of socialism can anarchists join them in their endeavours and encourage them to adopt the principles of voluntary federation and association.

The Marxist State

At first sight, anarchists and Marxists would seem to have much in common. Both criticize existing States as protecting the interests of the privileged and wealthy. Both share a common vision of a free and equal society as the ultimate ideal. But it is with Marxist-Leninists that anarchists have encountered the greatest disagreement over the role of the State in society. The issue led to the great dispute between Marx and Bakunin in the nineteenth century which eventually led to the demise of the First International Working Men’s Association.

In The Origin of the Family, Private Property and the State (1884), Engels argued like Kropotkin that the State had emerged recently in human history as an apparatus of rule separate from society: ‘The state, then, has not existed from all eternity. There have been societies that did without it, that had no idea of the state and state power.’ It had developed only with the division of society into classes and became a coercive machine for maintaining the rule of one class over another. The capitalist State provided liberty only for those who owned property and subjection for the rest — workers and peasants. Engels however was confident that his generation was approaching a stage in the development of production when classes and the State would inevitably fall. When that time comes

Society, which will reorganise production on the basis of a free and equal association of the producers, will put the whole machinery of the state where it will then belong: into the museum of antiquities, by the side of the spinning-wheel and the bronze axe.37

Although Marx and Engels felt it was necessary for the proletariat to take over the State to hold down their adversaries and to reorganize production, they both looked forward to a time when the proletariat would abolish its supremacy as a class and society would become ‘an association in which the free development of each is the condition for the free development of all’.38 It was Engels’s contention in his Anti-Dühring that the interference of the State becomes superfluous in one sphere after another so that the government of persons is replaced by the administration of things. In the process, ‘The state is not “abolished”, it withers away.’39

Engels however still insisted on the need for a State in a transitional period of socialism before communist society could be established. While Bakunin and the anarchists claimed the direct democracy of the Paris Commune provided a model of a free society, Engels argued that

The anarchists put the thing upside down. They declare that the proletarian revolution must begin by doing away with the political organization of the state … But to destroy it at such a moment would be to destroy the only organism by means of which the victorious proletariat can assert its newly conquered power, hold down its capitalist adversaries, and carry out that economic revolution of society …40

Lenin developed Marx’s and Engels’s view of the State. As a general principle, he declared that ‘we Marxists are opposed to all and every kind of State’.41 In his pamphlet The State and Revolution, written in August 1917 on the eve of the Bolshevik seizure of power, Lenin gave ‘the most idyllic, semi-anarchist account’ of the proletarian revolution, describing how the State could begin to wither away immediately after its victory.42 Indeed, Lenin considered the issue of the State to be of the utmost importance in the coming revolution. In his commentary on Plekhanov’s pamphlet Anarchism and Socialism (1894), he criticizes Plekhanov for contriving completely to ignore ‘the most urgent, burning, and politically most essential issue in the struggle against anarchism, viz., the relation of the revolution to the state, and the question of the state in general!’43 He further differed from Engels who believed that a factory is necessarily authoritarian in its organization, by maintaining that it would be possible under communism to operate modern industrialized society without the need for compulsion or narrow specialization.

But Marxists and anarchists disagree profoundly over the means of realizing this desirable state of affairs. Marx suggested the need for the ‘dictatorship of the proletariat’ in a transitional socialist period and it has since become a central part of Marxist-Leninist orthodoxy. Yet the difference between anarchists and Marxists is more than simply a question of tactics. It also involves substantial theoretical differences. Marx’s dispute with Bakunin did have an important historical dimension, but it was fired by theoretical considerations as well. He attacked Stirner in The German Ideology and Proudhon in The Poverty of Philosophy for their failure to appreciate dialectical materialism. Where Marx tried to reverse Hegel’s position and give primacy to the capitalist economy over the bourgeois State, many anarchists persisted in seeing the State as a determining influence over the economy. Rather than recognizing the need to wait for economic conditions to develop before abolishing the State, some placed their confidence in the creative power of revolutionary will. Marx also opposed the anarchists’ rejection of imposed authority; he was keen to alter the form of authority in a communist society but did not seek to abolish the principle of authority altogether. He thought it was not only necessary to seize State power in order to defend the revolution but also to develop new kinds of social control of the productive forces.

The anarchists failed in Marx’s eyes to develop a coherent class analysis, either by taking an individualist position like Stirner, by adopting a ‘petty-bourgeois’ approach like Proudhon in his defence of the peasantry, or by having an ‘opportunist’ and ‘voluntarist’ faith like Bakunin in the creative energies of the undefined ‘people’ and the ‘lumpenproletariat’. There is of course some substance to this criticism. Unlike Marxists, anarchists do not have a specific class base. They recognize the differences in power and wealth between the rich and poor, and align themselves with the ‘people’, and stress the role of different classes at different times. Proudhon started his career mainly concerned with the peasantry only to finish up considering favourably the political capacity of the working class. Bakunin sometimes used the rhetoric of the ‘working class’ and the ‘proletariat’ but when he specified who the revolutionary workers were, they turned out to be the less-educated urban proletarians and the peasants. Although he felt, like Marx, that the proletarians would lead the revolution, he went out of his way to stress the revolutionary potential of the peasantry. In addition, he looked to the dispossessed and disinherited to rise up since they had nothing to lose but their chains.

Above all, Marx criticized the anarchists for struggling on the economic and cultural level only and failing to grasp the need for the working class to conquer political power. Politics even in its parliamentary form could be progressive for Marx; he even entertained the view that it was possible to use political means in order to go beyond conventional politics. In his ‘Instructions’ to the Geneva Congress of the International, he argued against the Proudhonists that the working class could win reforms through ‘general laws, enforced by the power of the state’ and ‘in enforcing such laws, the working class do not fortify government power. On the contrary, they transform that power, now used against them, into their own agency’.44 Referring to Bakunin, he declared contemptuously: ‘this ass cannot even understand that any class movement, as such, is necessarily and always has been, a political movement’.45 In particular, he condemned Bakunin for believing that ‘The will, and not economic conditions, is the foundation of social revolution.’46 In his dealings with Stirner, Proudhon and Bakunin, Marx certainly emerges ‘at his least appealing and at his most hectoring and heavy-handed’.47 He not only revealed the authoritarian tendency of his own social and political thought, but also the authoritarian nature of his own personality. Moreover, his anti-anarchist manoeuvres which led to the demise of the First International ensured that future Internationals in the control of Marxists would become rigid and monolithic and that Marxism itself would harden into a dogmatic creed which brooked no dissent.

Lenin more than any one else helped contribute to this process. He took issue with the anarchists primarily on the role of the State in the revolution. He argued that they went wrong not in wanting to abolish the State, but in wanting to abolish it overnight. Lenin felt it was essential to ‘smash’ the inherited bureaucratic military State machine. But this did not mean doing away with State power altogether since it was necessary for the proletariat to use it during its dictatorship in a transitional period. Like Marx, Lenin believed in ‘democratic centralism’; it was therefore necessary to strengthen and centralize the State power in order to oppose counterrevolutionary forces and ‘to crush the resistance of the bourgeoisie’.48 Lenin has been accused of hypocrisy in his call for the withering away of the State immediately before his seizure of power in Russia.49 Certainly after the Bolshevik seizure of power in October 1917, he proceeded to undermine the power of the Soviets and establish a hierarchical and centralized structure of command by the ‘vanguard’ Communist Party. In his work ‘Left-Wing’ Communism, An Infantile Disorder (1920), he proceeded to castigate anarchists and socialist revolutionaries for their immature ‘opportunism’ in wanting to abolish the State immediately on the morrow o the revolution. He narrated how Bolshevism became ‘steeled’ in its struggle against ‘petty-bourgeois revolutionism which smacks of, or borrows something from, anarchism’ and which easily goes to revolutionary extremes but is ‘incapable of perseverance, organization, discipline and steadfastness’. Indeed, he declared that anarchism was ‘not infrequently a sort of punishment for the opportunist sins of the working-class movement’. He found to his dismay that certain sections of the Industrial Workers of the World and anarcho-syndicalist trends in Russia continued to uphold the ‘errors of Left-Wing Communism’ for all their admiration of the Soviet system.50

Yet despite his centralizing and strengthening of the State and his liquidation of the anarchist opposition, Lenin still firmly believed that the withering away of the State was the final goal of communism. In a lecture on the State, he insisted that while it was necessary to place the machine (or ‘bludgeon’) of the State in the hands of the class that is to overthrow the power of capital, he looked to a time when they ‘shall consign this machine to the scrap heap. Then there will be no state and no exploitation’.51

Whatever Lenin’s ultimate ideal, his reliance on a vanguard Communist Party to steer the ‘Dictatorship of the Proletariat’ led eventually not only to the dictatorship of the Party but also to the dictatorship of one man — Stalin – in the Soviet Union. Moreover, in the other major Marxist-Leninist revolutions this century, in China, North Korea, Vietnam and Cuba, ‘democratic centralism’ has resulted in practice in highly hierarchical and authoritarian States controlled by an elitist party. The dire warnings of Bakunin that a ‘Workers’ State’ would lead to a new ‘red bourgeoisie’ have been tragically confirmed. The Communist States that have emerged this century amply demonstrate the anarchists’ fear that a ‘People’s State’ or ‘Revolutionary Government’ would not only perpetuate but extend tyranny.

Law

The anarchists like liberals see the State as primarily a legal association and law as its mode of action.52 It is designed to maintain a compulsory degree of legal order. Its principal bodies — the legislature, judiciary, and executive — are responsible for making, interpreting and enforcing the law. Strictly speaking, a law is a rule of conduct made by government and enforced by the State.

Tolstoy describes laws vividly as ‘rules, made by people who govern by means of organized violence, for non-compliance with which the non-compliant is subjected to blows, to loss of liberty, or even to being murdered’.53 Laws restrict our liberty by making us act or refrain from acting regardless of our wishes; they stand like high hedges, keeping us on the straight and narrow. The methods used by the State to enforce its laws are those of compulsion: the ultimate power of the law is the coercive power of the State. As Hobbes recognized, the authority of Leviathan is ultimately based on the sword — or its modern equivalent, the policeman’s cosh or the soldier’s gun. Indeed, as Tolstoy observed, the characteristic feature of government is that ‘it claims a moral right to inflict physical penalties, and by its decree to make murder a good action’.54 Since they reject the State, it is therefore inevitable that anarchists reject its most coercive expression in the law; in the words of Jean Grave, ‘anarchy demonstrates that there cannot be any good laws, nor good governments, nor faithful applications of the law … all human law is arbitrary.’55

Of all anarchists, Godwin was the earliest and most trenchant critic of law. In the first place, he argued that man-made law is unnecessary since ‘immutable reason is the true legislator’. Men can do no more than declare and interpret the rules of universal justice as perceived by reason. Secondly, the principal weakness of law is its status as a general rule. No two actions are the same and yet the law absurdly tries to reduce the myriad of human actions to one common measure, and as such operates like Procrustes’ bed in the Greek legend which cuts or stretches whoever lays on it. Thirdly, law is inevitably made in the interest of the lawmakers and as such is a ‘venal compact by which superior tyrants have purchased the countenance and alliance of the inferior’.56 Above all, like government it fixes the human mind in a stagnant condition and prevents that unceasing progress which is its natural tendency.

Godwin was certain that the punishment — the voluntary infliction of evil on a vicious being — threatened or imposed by law is not an appropriate way to reform human conduct. Since men are products of their environment, they cannot strictly speaking be held responsible for what they do: an assassin is no more guilty of the crime he commits than the dagger he holds. Since they are in the grip of circumstances, they do not have free will. There can therefore be no moral justification in punishment, whether it be for retribution, example or reform. All punishment is ‘a tacit confession of imbecility’; indeed, it is worse than the original crime since it uses force where rational persuasion is enough. Coercion cannot convince or create respect; it can only sour the mind and alienate the person against whom it is used.

Godwin was convinced that law, like government, is not only harmful but unnecessary. His remedy for anti-social acts was to reduce the occasion for crime by eradicating its causes in government and accumulated property and by encouraging people through education to think in terms of the general good rather than private interest. Since vice is principally error, enlightenment will be enough to make people virtuous. Godwin is realistic enough to recognize that even in a free society it may be necessary to restrain violent people on a temporary basis, but they should always be treated kindly and kept within the community as far as possible. Instead of resorting to courts and professional lawyers, disputes could be solved by popular juries who consider the specific circumstances of each case: ‘There is no maxim more clear than this, “Every case is a rule to itself”.’57 The aim should always be to resolve conflict rather than apportion blame. Eventually, Godwin believed, it would only be necessary to recommend rather than enforce the decisions of juries. In place of law, the power of public opinion would suffice to check anti-social acts. And once the ‘rules of justice’ were properly understood by the community, then laws would become unnecessary.

After Godwin, Kropotkin offered the most cogent anarchist criticism of the law. All legislation within the State, he asserted, has always been made with regard to the interests of the privileged classes. He traced the origins of law first to primitive superstitions, and then to the decrees of conquerors. Originally human relations were regulated by customs and usages, but the dominant minority used law to make immutable those customs which were to their advantage. Law thus made its appearance ‘under the sanction of the priest, and the warrior’s club was placed at its service’.58

Kropotkin divided the millions of laws which exist to regulate humanity into three main categories: the protection of property, the protection of governments, the protection of persons. The first is intended to appropriate the product of the worker’s labour or to deal with quarrels between monopolists; as such they have no other object than to protect the unjust appropriation of human labour. The second category, constitutional law, is intended to maintain the administrative machine which almost entirely serves to protect the interests of the possessing classes. The third category, the protection of persons, is the most important since such laws are considered indispensable to the maintenance of security in European societies. These laws developed from the nucleus of customs which were useful to human communities, but since they have been adopted by rulers to sanctify their domination they have become as useless and injurious as the other categories of law.

Kropotkin argued that the main supports for crime are idleness, law and authority. But since about two-thirds of existing crimes are crimes against property, ‘they will disappear, or be limited to a quite trifling amount, when property which is now the privilege of a few, shall return to its real source — the community’.59 For those people who will still be anti-social and violent, Kropotkin insists that punishment is not appropriate since the severity of punishment does not diminish the amount of crime. Talking from his own experience of Russian and French prisons, he condemned prisons for killing physical energy, destroying the individual will, and encouraging society to treat the liberated prisoner as ‘something plague-stricken’.60 It is not possible to improve prisons. The more prisons are reformed, the more detestable they become: modern penitentiaries are far worse than the dungeons of the Middle Ages. The best cure for anti-social tendencies is to be found in human sympathy. Kropotkin concludes:

Peoples without political organization, and therefore less depraved than ourselves, have perfectly understood that the man who is called ‘criminal’ is simply unfortunate; that the remedy is not to flog him, to chain him up, or to kill him on the scaffold or in prison, but to help him by the most brotherly care, by treatment based on equality, but the usages of life amongst honest men.61

Anarchists assume that there would be a greater harmony of interests amongst individuals living in a society without government, law and unequal property. But they do not think that everyone would immediately behave in a responsible fashion and there would be no more disputes or conflicts. In place of the force of law, Godwin and Kropotkin recommended the influence of public opinion and mutual censure to reform conduct. There is of course a possibility that the tyranny of public opinion could replace the oppression of law. But while Godwin and Kropotkin allow censure as a form of social control, they insist that people should decide for themselves how they should behave.

Again, in a society where anti-social individuals are considered to be sick and in need of a cure, psychological manipulation can be more coercive and tyrannical than imprisonment. The use of psychiatry to reform dissidents has become notorious in authoritarian societies. Stirner put the problem succinctly: ‘Curative means or healing is only the reverse side of punishment, the theory of cure runs parallel to the theory of punishment, if the latter sees in an action a sin against right, the former takes it for a sin of the man against himself, as a decadence from his health.’62

With their concern for personal autonomy and individual freedom, anarchists more than any other socialists are aware of the inhumanity of both physical punishment and manipulative cure for anti-social members of the community. They look to reasoned argument and friendly treatment to deal with criminals and wish to respect their humanity and individuality.

The Nation-State

The Nation-State has become the norm of modern political organization and the main object of citizens’ loyalties. The State is considered the guardian of a nation’s identity, and colonized peoples who win their independence invariably strive to set up their own Nation-State. Yet many nations exist without their own States, and many States consist of several different nations. The Nation and the State are not therefore synonymous. Nor are they necessarily desirable. From the beginning, the anarchists have questioned the legitimacy of Nation-States and strongly resisted their formation.63 They have not however ignored the strong emotional pull of nationalism and patriotism, and some, notably, Proudhon and Bakunin, have succumbed to it.

Like the ancient Stoics, the anarchists have always been cosmopolitan and internationalist in outlook, and considered themselves ‘citizens of the world’. In general, they have supported national liberation struggles as part of a wider struggle for freedom, but they have opposed the statist aspirations and exclusive loyalties of the nationalists. They are particularly critical of patriotism which makes the ruled identify with their rulers and become their obedient cannon-fodder. They also recognize that rivalry between Nation-States is one of the principal causes of war.

Godwin was highly critical of Rousseau and others who exhorted people to love their country and to ‘sink the personal existence of individuals in the existence of the community’ as if it were an abstract being. The love of our country is ‘one of those specious illusions which are employed by impostors for the purpose of rendering the multitude the blind instruments of their crooked designs’. It makes us consider whatever is gained for country as so much gained to ‘our darling selves’. Patriotism moreover leads to ‘a spirit of hatred and all uncharitableness towards the countries around us’. In place of a narrow patriotism, Godwin taught universal benevolence: we should help the most needy and worthy, regardless of our personal connections. We should act as impartial spectators and not be swayed by the ties of family, tribe, country, or race. And since ideas of great empire and of legislative unity are plainly ‘the barbarous remains of the days of military heroism’, Godwin looked to a decentralized society of federated parishes to replace the Nation-State.64

Tolstoy like Godwin also rigorously condemned patriotism. He saw it inextricably linked with government. By supporting government and fostering war, he declared patriotism to be a ‘rude, harmful, disgraceful, and bad feeling, and above all, immoral’ since it influences man to see himself the ‘son of his fatherland and the slave of his Government, and commit actions contrary to his reason and his conscience’.65 He felt that if people could understand that they are not the sons of some fatherland or other, nor of Governments, but the sons of God, they would be neither slaves nor enemies to each other.

Not all anarchists however have condemned patriotism so roundly as Godwin and Tolstoy. Proudhon was undoubtedly a French nationalist. As he grew older, he not only celebrated the French revolutionary tradition but also the French people and their heritage. He was markedly anti-Semitic. Nevertheless, he argued that federalism is the only answer to end the rivalry between nations and to dissolve empires. Like Rousseau, he felt that the larger a nation in territory or population, the greater the danger of tyranny. He therefore urged a process of decolonization, as the United States and Canada had from England, and looked to a time when Algeria would constitute itself an ‘African France’.66

Bakunin was a nationalist before becoming an anarchist. He tended to harbour nationalist prejudices, celebrating the freedom-loving and spontaneous Slavs and condemning the militaristic Germans. He thought Marx was a thorough-going authoritarian partly because he was a German and a Jew. However, Bakunin’s early support for Polish nationalism and Panslavism was motivated by a desire to break up the Russian empire and to set its colonized peoples free. He expressed ‘strong sympathy for any national uprising against any form of oppression’ and declared that every people has ‘the right to be itself and no one is entitled to impose its costume, its customs, its language, its opinions, or its laws’.67

While Bakunin believed that nationalism was a ‘natural fact’ and that each nation had an incontestable right to free development, he did not think nationalism acceptable as a legitimate political principle because it has an exclusive tendency and lacks ‘the power of universality’.68 In a subtle analysis of patriotism, he distinguished three types. The first is ‘natural’, an ‘instinctive, mechanical, uncritical attachment to the socially accepted hereditary or traditional pattern of life’. But while it is an expression of social solidarity, it exists in an inverse ratio to the evolution of humanity. The second is ‘bourgeois’, the object of which is to maintain the power of the Nation-State, that is ‘the mainstay of all privileges of the exploiters throughout the nation’. The third is ‘proletarian’, the only truly acceptable form of patriotism, which ignores national differences and State boundaries and embraces the world.69

Bakunin therefore looked to a ‘large, fraternal union of mankind’ and extended the principle of federalism to the world as a whole. As a transition to a federation of all nations, he called for a United States of Europe as the only way of making a civil war between the different peoples in the ‘European family’ impossible. The ‘United States’ he had in mind however would not be a centralized, bureaucratic and military federation, but organized from the bottom up with member nations having the right to secession. True internationalism, he insisted, rests on self-determination: ‘each individual, each association, commune, or province, each region and nation, has the absolute right to determine its own fate, to associate with others or not, to ally itself with whomever it will, or break any alliance, without regard to so-called historical claims or the convenience of its neighbour’.70 Only in this way would nations cease to be the products of conquest and historical and geographical distortion. In the long run, however, Bakunin believed that the national question is secondary to the social revolution and the social revolution should become a world revolution.

Rudolf Rocker has provided the most incisive condemnation of the Nation-State in his vast study Nationalism and Culture (1937). For Rocker, the nation is not the origin but the product of the State: ‘It is the state which creates the nation, and not the nation the state’. The nation cannot therefore exist without the State. But he does not deny local feelings of attachment to a culture and land. He distinguishes between a people, which the ‘natural result of social union, a mutual association’ brought about by a common language and particular conditions of living, and the nation, which is the ‘artificial struggle for political power’.71 A people always consists of a community with narrow boundaries, while a nation often encapsulates a whole array of different peoples who have by more or less violent means been pressed into the frame of a common state. He therefore condemned nationalism for trying to create artificial barriers and disturbing the organic unity of the community.

Gustav Landauer, who was strongly influenced by Proudhon, made an interesting attempt to combine nationalism and anarchism. He contrasted like Rocker the ‘Community’ against the ‘State’; the people in a statist society do not find themselves together in the organism of true community. Community however exists alongside and outside the State, but it has not yet been fully realized. A free community is therefore not the founding of something new, but ‘the actualization and reconstitution of something that has always been present, which exists alongside the state, albeit buried and laid waste’.72 It is necessary to develop this community made from the union of persons and families into various communities, and communities into associations.

The ‘nationhood’ of a people, according to Landauer, remains once ‘Statehood’ has been superseded. Nationhood consists of the closeness of people together in their way of life, language, tradition, and memories of a common fate and works to create real communal living. It follows that ‘nothing but the rebirth of all peoples out of the spirit of regional community can bring salvation’.73 But while Landauer wanted to revive old communal traditions and dissolve the State, his vision was not parochial. It would seem that the essential features of Rocker’s concept of a ‘people’ are to be found in Landauer’s concept of the ‘nation’. The nation for Landauer is not an artificial whole but a community of communities. The individual moreover should not identify only with his nation, but see it as one ring in the widening circle of humanity.

The anarchists have thus mounted the most consistent and rigorous critique of the State, whether in its liberal, social democratic, or Marxist form. While the State may have been intended to suppress injustice and oppression, they argue that it has only aggravated them. It fosters war and national rivalries; it crushes creativity and independence. Governments, and the laws through which they impose their will, are equally unnecessary and harmful. At the same time, their confidence in natural order leads anarchists to believe that society will flourish without imposed authority and external coercion. People thrive best when least interfered with; without the State, they will be able to develop initiative, form voluntary agreements and practise mutual aid. They will be able to become fully realized individuals, combining ancient patterns of co-operation with a modern sense of individuality. The anarchist critique of the State not only questions many of the fundamental assumptions of political philosophy but challenges the authoritarian premisses of Western civilization.